Joseph Borg
Director
Alabama Securities Commission
Member, Board of Directors
Joseph Borg has been Director of the ASC since 1994. Mr. Borg has twice served as President of the North American Securities Administrators Association (NASAA) and currently serves as a member of its Board of Directors and Chair of the International Committee.
Borg has testified before various committees of the U.S. Senate and House of Representatives and recently before the House Committee on Oversight with regard to risks posed to everyday investors from Initial Public Offerings of private equity and hedge fund firms, as well as the Senate Special Committee on Aging about illegal investment sales practices that victimize senior citizens.
Borg is currently a U.S. delegate to the Intergovernmental Expert Group for the United Nations Commission on International Trade and Law (UNCITRAL).
Borg previously served as in-house corporate counsel to First Alabama Bank (n/k/a Regions Bank, 1979-1984) and has been an adjunct professor of law at Faulkner University Jones School of Law teaching securities and banking law (1982-2002), and was a partner in the Montgomery law firm of Capouano, Wampold, Prestwood & Sansone (1984-1994).
He is admitted to practice in Alabama, Florida, New York, U.S. Federal District Courts in Alabama and Florida, the 5th and 11th Circuit Courts of Appeal and the U.S. Supreme Court.