Jeffrey Plotkin
Partner
Day Pitney LLP
Mr. Plotkin represents clients in investigations and enforcement actions by the U.S. Securities and Exchange Commission, the Financial Industry Regulatory Authority, and the New York State Attorney General's Office. He also handles internal investigations for financial institutions and public companies, commercial litigation in federal and state court involving the securities and commodities industries, and arbitration and mediation of securities industry disputes.
From 1986 to 1991, Mr. Plotkin worked for the U.S. Securities and Exchange Commission, New York Regional Office, where he served as Staff Attorney, Chief of the Branch of Broker-Dealer Enforcement, and Assistant Regional Administrator. From 1991 through 1994, Mr. Plotkin was an associate of the New York City law firm of Morvillo, Abramowitz, Grand, Iason & Silberberg, P.C., emphasizing on white collar criminal defense matters.