Alistair E. Johnson
Senior Regulatory Specialist
FINRA
Alistair E. Johnson is a Senior Regulatory Specialist in FINRA's Department of Member Regulation, and works in the Examinations Program Group on the development and support of FINRA's National Examination Program. She also serves as an Anti-Money Laundering Regulatory Expert at FINRA. As a Regulatory Expert, Ms. Johnson is involved in most aspects of interpretation and enforcement of FINRA and federal AML rules. She is involved in designing and conducting AML training for both FINRA staff and the financial services industry. Prior to joining the Examinations Program Group, she was a Special Investigator in the FINRA New Orleans District Office since 1999. While there, she conducted routine and sweep exams as well as customer complaint investigations. Ms. Johnson received her B.A. from Tulane University in New Orleans.